Harshal W. Gorde
Professional summary
Harshal Wasudeo Gorde, who also goes by Harshal W Gorde, is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in New York, New York.
Harshal is registered as a RR (Registered Representative) and started their career in finance in 2008. Harshal has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harshal Wasudeo Gorde's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2024 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 1270 Avenue Of The Americas Suite 930, New York, NY 10020April 23, 2015 - April 29, 2024
HALES SECURITIES, LLC
December 4, 2008 - April 15, 2015
AON SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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