Albert M. Campbell
CETERA INVESTMENT ADVISERS LLC
PENDLETON, SC 29670
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CRD#: 5369735
Professional summary
Albert Monroe Campbell III, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pendleton, South Carolina and CETERA WEALTH SERVICES, LLC located in Pendleton, South Carolina.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Albert has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ACI FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: VICE PRESIDENT - FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: ALBERT M CAMPBELL III; INVESTMENT RELATED: NO; ADDRESS: ESSEX DR CLEMSON, SC 29631; NATURE OF BUSINESS: RENTAL HOUSE; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOUSE UPKEEP AND MAINTENANCE, COLLECT RENT; 4.NAME OF OTHER BUSINESS: CLARENDON HALL HOA; INVESTMENT RELATED: NO; ADDRESS: 104 WYNTUCK CT CLEMSON, SC 29631 NATURE OF BUSINESS: NON PROFIT; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND DISCUSS NEIGHBORHOOD ISSUES; 5. NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF GREATER CLEMSON, INVESTMENT RELATED: NO, ADDRESS: FRONTAGE ROAD, SUITE B, CLEMSON, SC 29631, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD MEMBER DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Albert Monroe Campbell III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 154 Exchange St, Pendleton, SC 29670RIA
CRD#: 105644
PENDLETON, SC
Current
August 3, 2016 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 154 Exchange St, Pendleton, SC 29670BD
CRD#: 13572
Pendleton, SC
Past
August 1, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GEORGETOWN, CT
Past
November 4, 2010 - August 2, 2016
WSA AFFILIATES, LLC
RIA
CRD#: 144108
DALLAS, TX
Past
March 10, 2008 - March 13, 2009
TRADERIGHT SECURITIES, INC.
BD
CRD#: 45598
DALLAS, TX
Past
February 21, 2008 - August 2, 2016
PROBITY ADVISORS, INC.
RIA
CRD#: 121849
DALLAS, TX
Past
July 19, 2007 - March 4, 2008
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/27/2021)
RR
Alaska(4/4/2018)
RR
Arkansas(6/21/2022)
RR
California(1/25/2023)
RR
Colorado(1/13/2021)
RR
Florida(9/22/2021)
RR
Georgia(8/3/2018)
RR
Kentucky(11/24/2020)
RR
Louisiana(3/17/2025)
RR
Maryland(9/6/2018)
RR
Michigan(6/17/2021)
RR
North Carolina(6/30/2022)
RR
Ohio(2/22/2018)
RR
Oregon(2/12/2018)
RR
Pennsylvania(7/12/2021)
RR
South Carolina(8/9/2016)
IAR
South Carolina(6/29/2023)
RR
Texas(1/29/2018)
IAR
Texas(6/29/2023)
RR
Virginia(3/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
