Charles W. Calcagni
Professional summary
Charles William Calcagni III, who also goes by Chuck Calcagni, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Greenwich, Connecticut.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles William Calcagni III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2023 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 2 Greenwich Office Park Suite 150, Greenwich, CT 06831June 30, 2023 - September 7, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 22, 2013 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
September 4, 2009 - March 28, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
January 11, 2008 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
July 20, 2007 - January 15, 2008
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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