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CRD#: 116270
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SEAPORT GLOBAL SECURITIES LLC is located at 360 Madison Ave 22nd Floor, New York, NY 10017 and was first established at New York, Delaware in 05/04/2001. After operating for 24 years, SEAPORT GLOBAL SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SEAPORT GLOBAL SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. SEAPORT GLOBAL SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SEAPORT GLOBAL SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SEAPORT GLOBAL SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SEAPORT GLOBAL SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SEAPORT GLOBAL SECURITIES LLC Comes From

Understanding the Statistics for SEAPORT GLOBAL SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Firm Size
Medium
Phone Number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

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Advisor's working at SEAPORT GLOBAL SECURITIES LLC

JC

Justin William Cable

IAR
RR
CRD#: 4203240
Location:
Costa Mesa, CA 92626
Company:
SEAPORT RESEARCH PARTNERS LLC
Disclosures:
Experience:
25 years
View Profile
KC

Kevin Michael Cook

Kevin M Cook
RR
CRD#: 1486526
Location:
New York, NY 10017
Company:
SEAPORT GLOBAL SECURITIES LLC
Disclosures:
Experience:
37 years
View Profile
GS

Gary J Stanco

J Gary Stanco
RR
CRD#: 1397348
Location:
New York, NY 10017
Company:
SEAPORT GLOBAL SECURITIES LLC
Disclosures:
Experience:
40 years
View Profile
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