Brian E. Ruff

CHISHOLM WEALTH MANAGEMENT

BURLESON, TX 76028

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CRD#: 5366139

Professional summary

Brian Edward Ruff, CFP® is a registered financial advisor currently at CHISHOLM WEALTH MANAGEMENT located in Burleson, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/3/2019 - Advisor Resource Council - DBA: The Aero Advisor - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading. 2. 10/11/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/27/2020 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/07/2020 - 1 Hour Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Ruff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 28, 2025 - Present

CHISHOLM WEALTH MANAGEMENT

Office #1: 1308 Nw John Jones Dr, Burleson, TX 76028

RIA

CRD#: 321134

BURLESON, TX

Past

May 1, 2013 - April 29, 2025

ADVISOR RESOURCE COUNCIL

RIA

CRD#: 164109

Dallas, TX

Past

April 19, 2013 - February 26, 2025

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

November 1, 2010 - April 22, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT WORTH, TX

Past

November 1, 2010 - April 22, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT WORTH, TX

Past

August 28, 2007 - November 2, 2010

EDWARD JONES

RIA

CRD#: 250

FT WORTH, TX

Past

August 10, 2007 - November 2, 2010

EDWARD JONES

CRD#: 250

FT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2007

General Securities Representative Examination

Current Firm

CHISHOLM WEALTH MANAGEMENT

CHISHOLM WEALTH MANAGEMENT | CHISHOLM WEALTH MANAGEMENT LLC

CRD#: 321134 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/3/2023 Approved)

Texas

Registered Investment Advisory firm - (5/10/2022 Approved)

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Contact information

Main Address

1308 Nw John Jones Dr, Burleson, TX 76028

Mailing Address

Phone number

(817) 678-2821

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 40,549,166

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Ruff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Ruff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHISHOLM WEALTH MANAGEMENT

ADVISOR RESOURCE COUNCIL

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2007

Current Firm

CHISHOLM WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHISHOLM WEALTH MANAGEMENT

TRUST BUT VERIFY

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