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KD

Kyle F. Dacruz

VAN ECK SECURITIES
New York, NY 10017
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CRD#: 5364145
KD

Professional summary


Kyle Francisco Dacruz, who also goes by Kyle F Dacruz, is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2010. Kyle has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kyle F Dacruz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kyle Francisco Dacruz's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 5, 2017 - Present

VAN ECK SECURITIES CORPORATION

Office #1: 666 Third Avenue 9th Floor, New York, NY 10017
BD
CRD#: 2269
New York, NY
Past

June 25, 2013 - May 31, 2017

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
ANDOVER, MA
Past

August 30, 2010 - July 8, 2011

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
PORTSMOUTH, NH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/5/2017)
RR
New York
(6/5/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 9/17/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VE
VAN ECK SECURITIES CORPORATION
I. I. I. SECURITIES CORPORATION | VE | VANECK | VAN ECK SECURITIES CORPORATION

CRD#: 2269 / SEC#: , 8-4618

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Mailing Address
666 Third Avenue 9th Floor, New York, NY 10017-4033
Phone number
(212) 293-2000
Established
Delaware since 08/01/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VAN ECK ASSOCIATES CORPORATION100% OWNER & PARENT
GOZZILLO, FRANCESCO MICHAELCHIEF COMPLIANCE OFFICER2099916
RAPPAPORT, LEE ROBERTVICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR4682842
SIMON, JONATHAN RICHSENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR5313394
VANECK, JAN FREDERICKPRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR1695680

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VAN ECK SECURITIES CORPORATION

CRD#: 2269New York, NY 10017

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