Adam D. Borod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Dattel Borod, who also goes by Adam Borad, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2008. Adam had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - November 30, 2015
COINBASE SECURITIES, INC.
December 9, 2009 - April 30, 2012
FREMONT CAPITAL, INC.
September 30, 2008 - February 6, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
COINBASE SECURITIES, INC.
CRD#: 151143 / SEC#: , 8-68337
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
