Katherine Renee Cook
Professional Summary
Katherine Renee Cook, who also goes by Kat Cook, is a registered financial advisor currently at COINBASE CAPITAL MARKETS CORP located in New York, New York. Katherine is registered as a RR (Registered Representative) and started their career in finance in 1998. Katherine has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 55, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kat Cook
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ADVANCED FINANCIAL PARTNERS | TAX SHELTERS SECURITIES CORPORATION | STEWART FINANCIAL SERVICES | RDD WEALTH MANAGEMENT | OPEN NETWORK FINANCIAL CONSULTING | KEYSTONE DIVERSIFIED SECURITIES | KEYSTONE CAPITAL CORPORATION | COINBASE CAPITAL MARKETS CORP | COINBASE CAPITAL MARKETS | AUOUR ADVISORY, LLC
Contact Information
Main Address
One Madison Ave Suite 230, San Diego, CA 92130Mailing Address
One Madison Ave 24th Fl, New York, NY 10010Phone Number
(858) 348-4405Established
California since 06/18/1982Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/22/2022)
(8/5/2017)
(8/5/2017)
(3/22/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2026About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Katherine Renee Cook's CRS (Customer Relationship Summary).
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