Marie K. Colbert
CETERA INVESTMENT ADVISERS LLC
Tampa, FL 33609
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CRD#: 5359958
Professional summary
Marie King Colbert, CFP®, who also goes by Marie Ann King, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tampa, Florida and CETERA WEALTH SERVICES, LLC located in Tampa, Florida.
Marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Marie has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marie Ann King
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) MRW FINANCIAL, INC.; Investment Related; 310 S Dale Mabry Hwy, Suite 210, Tampa, FL 33609; Brokerage Manager; Start Date 01/2008; 220 hours per month with the majority of hours per month occurring during trading hours; Assist brokers with fixed life insurance business. >> MKC BROKERAGE, LLC; Non-Investment Related; 615 Ontario Avenue, Tampa, FL 33606; Insurance; Owner/President; Start Date 06/2016; 120 hours per month with some hours per month occurring during trading hours; Pass-Thru Cop that my MRW dba pays my commissions to instead of personally to myself. >> KEY PLANNING PARTNERS; Investment Related; 310 S Dale Mabry Hwy, Suite 210, Tampa, FL 33609; Insurance; Manager; Start Date 12/2021; 5 hours per month with no hours per month during trading hours; Insurance brokerage. >> LIFE SETTLEMENTS; Investment Related; 310 S Dale Mabry Hwy, Suite 210, Tampa, FL 33609; Other; Life Brokerage Manager; Start date 01/2025; 1 hour or less per month with no hours occurring during trading hours; As a Life Brokerage Manager, I faciliate the downline for agents of MRW Financial - I do not personally sell the policies.
CRS (Client Relationship Summary) - RIA
Click below to view Marie King Colbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 19, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 310 S Dale Mabry Hwy Suite 210, Tampa, FL 33609RIA
CRD#: 105644
Tampa, FL
Current
February 10, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 310 S Dale Mabry Hwy Suite 210, Tampa, FL 33609BD
CRD#: 13572
Tampa, FL
Past
November 20, 2019 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Tampa, FL
Past
January 8, 2019 - February 21, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Tampa, FL
Past
June 5, 2015 - January 20, 2019
OSAIC FS, INC.
BD
CRD#: 3870
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/12/2025)
IAR
Florida(2/19/2025)
RR
New Jersey(2/21/2025)
RR
New York(2/21/2025)
RR
Pennsylvania(2/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tampa, FL 33609TRUST BUT VERIFY
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