Jessica E. Beck
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lakewood, CO
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CRD#: 5359710
Professional summary
Jessica Elisabeth Beck, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lakewood, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fort Collins, Colorado.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jessica has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY OWNER, 4500 E LOUISIANA AVE, DENVER, CO, 06/2017. NIR-4/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 08/09/19. 3. SOPRIS WEALTH ADVISORS LLC, 231 S. Howes St., Fort Collins CO 80521, United States, 06/22/2022, Partner, Insurance/Benefits/Human Resources, INV REL-10/MO-10/TRADING. 4. WOMEN'S ESTATE PLANNING COUNCIL, DENVER, CO, 07/14/2022, Networking, Programs Co-Chair, NIR, 1 HR/YR- 0/TRADING HR. 5. MDJB LLC, 859 Benton Street, Lakewood CO 80214, 04/10/2024, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO, 0 HR/MO TRADING. 6. SOPRIS WEALTH PARTNERS LLC, 231 S HOWES ST, FT COLLINS CO 80521, 06/2022, IAR, DBA, INV REL, 5 HR/MO - 5 HR/MO TRADING. 7. WOMEN'S ESTATE PLANNING COUNCIL, Denver CO 80209, United States, 08/15/2024, Member, Networking, NIR, 1 HR/MO - 0 HR/MO TRADING 8. SOPRIS WEALTH PARTNERS, 231 S. Howes St., Fort Collins CO 80521, 05/2025, Owner, Real Estate, NIR, 10 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Elisabeth Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
August 9, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 231 S Howes St., Fort Collins, CO 80521RIA
CRD#: 134139
Lakewood, CO
Current
August 9, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 231 S Howes St., Fort Collins, CO 80521BD
CRD#: 39543
Fort Collins, CO
Past
March 6, 2018 - August 13, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Denver, CO
Past
March 2, 2018 - August 13, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Denver, CO
Past
February 23, 2016 - March 1, 2018
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
COMMERCE CITY, CO
Past
February 22, 2016 - March 1, 2018
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
COMMERCE CITY, CO
Past
November 16, 2010 - September 21, 2015
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
ARVADA, CO
Past
May 9, 2008 - September 21, 2015
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
ARVADA, CO
Past
August 14, 2007 - February 29, 2008
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/9/2019)
RR
Colorado(8/9/2019)
IAR
Colorado(8/9/2019)
RR
Missouri(1/3/2022)
RR
Texas(9/13/2021)
IAR
Texas(9/13/2021)
RR
Wisconsin(4/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
