Timothy J. Goll
Professional summary
Timothy Joseph Goll is a registered financial professional currently at FIRST BALLANTYNE, LLC located in Charlotte, North Carolina.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2010. Timothy has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Joseph Goll's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
FIRST BALLANTYNE, LLC
Office #1: 13950 Ballantyne Corporate Place, Suite 185, Charlotte, NC 28277Office #2: 13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747March 25, 2014 - March 26, 2026
MAXIM GROUP LLC
June 19, 2012 - March 5, 2014
CANACCORD GENUITY LLC
March 26, 2012 - March 29, 2012
CANACCORD GENUITY LLC
October 26, 2010 - September 27, 2012
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2026)
(8/3/2026)
Exams
FINRA
Current Firm
FIRST BALLANTYNE, LLC
CRD#: 125393 / SEC#: , 8-65792
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
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