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Maryellen Elizabeth Castillo

PENDULUM SECURITIES
BEVERLY HILLS, CA
·CRD# 5357068·12 years experience

Professional Summary

Maryellen Elizabeth Castillo, who also goes by Mary Castillo, Mary Whitlow, Maryellen Elizabeth Whitlow, Maryellen Whitlow, is a registered financial advisor currently at PENDULUM SECURITIES, LLC located in Beverly Hills, California. Maryellen is registered as a RR (Registered Representative) and started their career in finance in 2014. Maryellen has worked at 2 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Castillo, Mary Whitlow, Maryellen Elizabeth Whitlow, Maryellen Whitlow

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

PENDULUM SECURITIES, LLC·CRD# 312642
BD
1. 345 North Maple Drive, Suite 160, Beverly Hills, CA 902102. 345 North Maple Drive Suite 160, Beverly Hills, CA 90210
January 10, 2022 - Present
OCM INVESTMENTS, LLC·CRD# 128803
BD
Los Angeles, CA
February 12, 2014 - June 19, 2020

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Current Firm

PS
PENDULUM SECURITIES, LLC

PENDULUM SECURITIES, LLC

CRD#: 312642 / SEC#: 8-70705
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

345 North Maple Drive Suite 160, Beverly Hills, CA 90210

Mailing Address

345 North Maple Drive Suite 160, Beverly Hills, CA 90210

Phone Number

(424) 421-6040

Established

Delaware since 12/18/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PENDULUM HOLDINGS, LLCSOLE MEMBER—
CASTILLO, MARYELLEN ELIZABETHCCO5357068
KIM, KRIS DAEWONFINOP6347327
ROBINSON, ELBERT O'NEAL JR.CEO3104890

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Maryellen Elizabeth Castillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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