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BH

Brian M. Hait

ANICO FINANCIAL SOLUTIONS
Des Moines, IA 50309
Some features on this profile are disabled
CRD#: 5356818
BH
Brian Michael HaitANICO FINANCIAL SOLUTIONS

Professional summary

Brian Michael Hait, who also goes by Brian M Hait, is a registered financial professional currently at ANICO FINANCIAL SOLUTIONS, LLC located in Des Moines, Iowa.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Brian M Hait

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**HAIT FAMILY LIMOUSIN. CARLISLE, IA. 12/1996 - CURRENT. 15 HRS/WEEK. RAISES CATTLE FOR THE SALE BARN/OTHER FARMERS. CLIPPING/FITTING FOR SHOW CATTLE. ONLINE CATTLE MARKETING. ***Iowa Limousin Association; Not Investment Related; 1820 180th St, Garner, IA 50438; President; Promotion of Limousin cattle in Iowa and surrounding states; Start Date: 11/18/2017; 0 hrs per month; 0 during trading hours. IOWA LIMOUSIN ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2017 ADDRESS: 1820 180th St, Garner IA 50438, United States DESCRIPTION: Promotion of Limousin cattle in Iowa and surrounding states

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Michael Hait's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2024 - Present

ANICO FINANCIAL SOLUTIONS, LLC

Office #1: 1150 Locust Street, Des Moines, IA 50309
BD
CRD#: 300285
Des Moines, IA
Past

November 10, 2009 - April 24, 2015

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

January 3, 2008 - December 5, 2023

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DES MOINES, IA
Past

October 29, 2007 - December 5, 2023

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

August 20, 2007 - September 26, 2007

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
CLIVE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(1/12/2024)

Exams

What does exam status mean?
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 12/26/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 8/18/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ANICO FINANCIAL SOLUTIONS, LLC
AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285 / SEC#: , 8-70298

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1150 Locust Street, Des Moines, IA 50309
Mailing Address
1150 Locust Street, Des Moines, IA 50309
Phone number
(515) 443-3527
Established
Iowa since 02/12/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
RUSTAD, STEPHANIE THERESECFO/FINOP2327465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285Des Moines, IA 50309

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