Melissa Richards
Professional summary
Melissa Richards, who also goes by Melissa Jonas, Melissa Vega, is a registered financial professional currently at CGIS SECURITIES LLC located in Bartow, Florida.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2008. Melissa has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Richards's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2012 - Present
CGIS SECURITIES LLC
August 12, 2011 - December 20, 2011
LEVELX CAPITAL LLC
October 8, 2008 - September 21, 2010
LEVELX CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2021)
(7/15/2014)
(1/13/2012)
(7/15/2014)
(7/15/2014)
(6/1/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CGIS SECURITIES LLC
CRD#: 155984 / SEC#: , 8-68758
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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