Sunil K. Sibal
Professional summary
Sunil K Sibal, who also goes by Sunil Sibal, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Sunil is registered as a RR (Registered Representative) and started their career in finance in 2007. Sunil has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sunil K Sibal's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2016 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017September 29, 2014 - March 9, 2016
SEAPORT GLOBAL SECURITIES LLC
February 18, 2014 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
February 18, 2010 - February 27, 2014
CITIGROUP GLOBAL MARKETS INC.
April 1, 2008 - October 30, 2009
NATIXIS SECURITIES AMERICAS LLC
September 17, 2007 - February 20, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(12/19/2018)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
(4/18/2016)
Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
