RG
Richard W. Gibson
TAMALPAIS ASSET MANAGEMENT
Long Beach, CA 90804
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CRD#: 5352063
RG
Richard Wayne GibsonTAMALPAIS ASSET MANAGEMENT
Professional summary
Richard Wayne Gibson, who also goes by Rich Gibson, is a registered financial advisor currently at TAMALPAIS ASSET MANAGEMENT located in Long Beach, California and PURSHE KAPLAN STERLING INVESTMENTS located in Long Beach, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.
Aliases
Rich Gibson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CATHEDRAL CITY CONDO; NOT INVESTMENT RELATED; 68775 CALLE ZORITA, CATHEDRAL CITY, CA 92234, REAL ESTATE; PARTNER-50% AND OWNER; STARTED: MARCH 2010; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; MANAGE RENTING AND MAINTENANCE OF THE PROPERTY. 2) PKS INVESTMENTS / YES-INVESTMENT RELATED/ ADDRESS: 80 State Street, ALBANY, NEW YORK, 12207 / NATURE OF THE BUSINESS: SECURITIES BROKER DEALER / POSITION: REGISTERED REPRESENTATIVE / START DATE: NOVEMBER 22,2013 / APPROX # OF HOURS PER MONTH: 20-25 / APPROX # OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 10-15 / DUTIES: MARKETING, EDUCATION AND SALES OF SECURITIES INVESTMENT PRODUCTS SUCH AS MUTUAL FUNDS, VARIABLE ANNUITIES AND VARIABLE LIFE INSURANCE FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS. 3) Disabled Resources Center, Inc.; Not Investment Related; 2750 E. Spring Street, Suite 100, Long Beach, CA 90806; Non Profit Organization helping disabled individuals live an independent life; Board Member; 08/2022; 2 hrs/mo; 0 hrs during trading; The Disabled Resources Center Board meets 9 times a year, being on the Board I will be helping establish the direction of the non-profit.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Wayne Gibson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2026 - Present
TAMALPAIS ASSET MANAGEMENT
Office #1: 5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804RIA
CRD#: 301017
Long Beach, CA
Current
January 2, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804BD
CRD#: 35747
Long Beach, CA
Past
January 2, 2014 - August 5, 2026
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
LONG BEACH, CA
Past
October 30, 2012 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
SEAL BEACH, CA
Past
October 29, 2012 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
SEAL BEACH, CA
Past
January 6, 2012 - November 2, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SEAL BEACH, CA
Past
January 6, 2012 - November 2, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SEAL BEACH, CA
Past
May 2, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ANAHEIM, CA
Past
January 14, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ANAHEIM, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TAMALPAIS ASSET MANAGEMENT
MOUNT TAMALPAIS ASSET MANAGEMENT, LLC | TANDEM ASSET MANAGEMENT, LLC | TAMALPAIS ASSET MANAGEMENT, LLC | TAMALPAIS ASSET MANAGEMENT | SAGE PATH ADVISORY SERVICES
CRD#: 301017 / SEC#: 801-132936
RIA
Registered Investment Advisory firm - (6/6/2025 Approved)California
Registered Investment Advisory firm - (7/23/2025 Terminated)Texas
Registered Investment Advisory firm - (6/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2014)
IAR
California(8/12/2026)
RR
Pennsylvania(7/11/2023)
IAR
Texas(8/6/2026)
RR
Virginia(7/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 3/15/2019
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TAMALPAIS ASSET MANAGEMENT
MOUNT TAMALPAIS ASSET MANAGEMENT, LLC | TANDEM ASSET MANAGEMENT, LLC | TAMALPAIS ASSET MANAGEMENT, LLC | TAMALPAIS ASSET MANAGEMENT | SAGE PATH ADVISORY SERVICES
CRD#: 301017 / SEC#: 801-132936
RIA
Registered Investment Advisory firm - (6/6/2025 Approved)California
Registered Investment Advisory firm - (7/23/2025 Terminated)Texas
Registered Investment Advisory firm - (6/23/2025 Terminated)Loading...
Contact information
Main Address
900 Larkspur Landing Circle Suite 100, Larkspur, CA 94939
Mailing Address
Phone number
(415) 723-8300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 251,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
