RG
Richard W. Gibson
GLOBAL VIEW CAPITAL MANAGEMENT
LONG BEACH, CA 90804
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CRD#: 5352063
RG
Richard Wayne GibsonGLOBAL VIEW CAPITAL MANAGEMENT
Professional summary
Richard Wayne Gibson, who also goes by Rich Gibson, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Long Beach, California and PURSHE KAPLAN STERLING INVESTMENTS located in Long Beach, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.
Aliases
Rich Gibson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CATHEDRAL CITY CONDO; NOT INVESTMENT RELATED; 68775 CALLE ZORITA, CATHEDRAL CITY, CA 92234, REAL ESTATE; PARTNER-50% AND OWNER; STARTED: MARCH 2010; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; MANAGE RENTING AND MAINTENANCE OF THE PROPERTY. 2) RWG BENEFITS GROUP, OWNER/SOLE PROPRIETOR, 3/1/2013, 5727 E. Ocean Blvd, Long Beach, Ca. 90803, SELL HEALTH, SUPPLEMENTAL AND DISABILITY BENEFITS TO INDIVIDUALS AND COMPANIES. I AM APPOINTED WITH BLUE CROSS, BLUE SCHIELD, CIGNA AND AFLAC. I HAVE NOT USED THIS DBA YET SO I DO NOT HAVE ANY CURRENT BUINESS. 3) GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LTD. - Not investment related - N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188 - INSURANCE - INSURANCE AGENT -12/22/2013 - 18 hrs/mth-8 during trading hrs- Sell life, long-term care, disability insurance and Fixed Annuities. 4) GLOBAL VIEW CAPITAL MANAGEMENT, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LTD. / YES-INVESTMENT RELATED / N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188 / INVESTMENT ADVISER REPRESENTATIVE / STARTED: 01-02-2014 / APPROX 120 HOURS PER MONTH / APPROX 80-90 HOURS PER MONTH DURING SECURITIES TRADING HOURS / MARKETING, EDUCATION AND SALES OF ADVISORY PRODUCTS/SERVICES. 5) PKS INVESTMENTS / YES-INVESTMENT RELATED/ ADDRESS: 80 State Street, ALBANY, NEW YORK, 12207 / NATURE OF THE BUSINESS: SECURITIES BROKER DEALER / POSITION: REGISTERED REPRESENTATIVE / START DATE: NOVEMBER 22,2013 / APPROX # OF HOURS PER MONTH: 20-25 / APPROX # OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 10-15 / DUTIES: MARKETING, EDUCATION AND SALES OF SECURITIES INVESTMENT PRODUCTS SUCH AS MUTUAL FUNDS, VARIABLE ANNUITIES AND VARIABLE LIFE INSURANCE FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS. 6) Global View Capital Advisors, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LTD. -Investment related- N14W23833 Stone Ridge Drive, Suite 300, Waukesha, WI 53188-Marketing firm for Advisory & Insurance Services-Independent Contractor-5/10/2013-162 hrs/mth-72 during trading hrs-Marketing, education and sales of GVCM Advisory Services and GVCI insurance services. 7) Disabled Resources Center, Inc.; Not Investment Related; 2750 E. Spring Street, Suite 100, Long Beach, CA 90806; Non Profit Organization helping disabled individuals live an independent life; Board Member; 08/2022; 2 hrs/mo; 0 hrs during trading; The Disabled Resources Center Board meets 9 times a year, being on the Board I will be helping establish the direction of the non-profit. 8) EXPERIOR FINANCIAL GROUP. INVESTMENT-RELATED. LOCATED AT 300 ARIVORNE PKWAY, STE 208, CHEEKTOWAGO, NY 14225. FINANCIAL SERVICES (INSURANCE). INSURANCE AGENT. START: 05/2023. 20 HR/MONTH; 10 HR/MONTH DURING TRADING HOURS. MARKET, EDUCATE AND SELL LIFE INSURANCE PRODUCTS, FIXED AND INDEXED ANNUITOES AND SERVICE CLIENT ACCOUNTS.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Wayne Gibson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804RIA
CRD#: 158292
LONG BEACH, CA
Current
January 2, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804BD
CRD#: 35747
Long Beach, CA
Past
October 30, 2012 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
SEAL BEACH, CA
Past
October 29, 2012 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
SEAL BEACH, CA
Past
January 6, 2012 - November 2, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SEAL BEACH, CA
Past
January 6, 2012 - November 2, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SEAL BEACH, CA
Past
May 2, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ANAHEIM, CA
Past
January 14, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ANAHEIM, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2014)
IAR
California(1/2/2014)
RR
Pennsylvania(7/11/2023)
IAR
Texas(9/2/2020)
RR
Virginia(7/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 3/15/2019
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Loading...
Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
