CP
Christopher B. Peters
TRUIST ADVISORY SERVICES
FORT WORTH, TX 76109
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CRD#: 5350691
CP
Professional summary
Christopher B Peters, who also goes by Brock Peters, Christoph B Peters, Christopher Brock Peters, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fort Worth, Texas and TRUIST INVESTMENT SERVICES, INC. located in Lewisville, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brock Peters | Christoph B Peters | Christopher Brock Peters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PALISADES PHASE A HOA POSITION: Treasurer NATURE: This is the Homeowners Association for my primary residence in Fort Worth, TX. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: Fort Worth TX, United States DESCRIPTION: Treasurer of the HOA. Duties include reviewing vendor contracts and ongoing expenses, reviewing HOA financial statements and budgets, and attending board meetings. These documents are provided by the HOA management company. I interact with the management company on behalf of residents. I have no authority to any accounts belonging to the HOA.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher B Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 5128 Apache Plume Rd, Fort Worth, TX 76109RIA
CRD#: 283390
FORT WORTH, TX
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1081 W Main St, Lewisville, TX 75067Office #2: 5128 Apache Plume Rd Ste 340, Fort Worth, TX 76109BD
CRD#: 17499
Lewisville, TX
Past
June 21, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
June 21, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
December 6, 2012 - June 22, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WORTH, TX
Past
September 21, 2012 - June 22, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(2/17/2021)
RR
Arizona(2/17/2021)
RR
Arkansas(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(2/17/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(2/17/2021)
RR
Idaho(2/17/2021)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(2/17/2021)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(2/17/2021)
IAR
Louisiana(11/19/2024)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(2/17/2021)
RR
Mississippi(2/17/2021)
RR
Missouri(2/17/2021)
RR
Montana(2/17/2021)
RR
Nebraska(2/17/2021)
RR
Nevada(2/17/2021)
RR
New Hampshire(2/17/2021)
RR
New Jersey(2/17/2021)
RR
New Mexico(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(2/17/2021)
RR
Oregon(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(9/30/2025)
RR
Rhode Island(2/17/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(2/17/2021)
RR
Utah(2/17/2021)
RR
Vermont(2/17/2021)
RR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(2/17/2021)
RR
Wisconsin(2/17/2021)
RR
Wyoming(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
