Jonathan A. Birnbaum
Professional summary
Jonathan Adam Birnbaum, who also goes by Jonathan Adam Birnbaum, Jonathan Birnbaum, is a registered financial professional currently at OPENYIELD TRADING LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2008. Jonathan has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Adam Birnbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
OPENYIELD TRADING LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170Office #2: 420 Lexington Avenue Suite 300, New York, NY 10170August 14, 2008 - August 15, 2016
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2025)
(2/13/2026)
(11/27/2023)
(11/4/2025)
Exams
Series 52TO
Date: 9/10/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 9/27/2023
Operations Professional ExaminationSeries 7TO
Date: 6/16/2023
General Securities Representative ExaminationSeries 55
Date: 6/30/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
OPENYIELD TRADING LLC
CRD#: 326199 / SEC#: , 8-71081
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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