Jonathan A. Birnbaum
Professional summary
Jonathan Adam Birnbaum, who also goes by Jonathan Adam Birnbaum, Jonathan Birnbaum, is a registered financial professional currently at OPENYIELD TRADING LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2008. Jonathan has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Adam Birnbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
OPENYIELD TRADING LLC
Office #1: 205 East 42nd St Suite 1935, New York, NY 10017Office #2: 205 East 42nd Street Suite 1935, New York, NY 10017August 14, 2008 - August 15, 2016
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2023)
Exams
Series 52TO
Date: 9/10/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 9/27/2023
Operations Professional ExaminationSeries 7TO
Date: 6/16/2023
General Securities Representative ExaminationSeries 55
Date: 6/30/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
OPENYIELD TRADING LLC
CRD#: 326199 / SEC#: , 8-71081
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
