Jonathan Adam Birnbaum
Professional Summary
Jonathan Adam Birnbaum, who also goes by Jonathan Adam Birnbaum, Jonathan Birnbaum, is a registered financial advisor currently at OPENYIELD TRADING LLC located in New York, New York. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2008. Jonathan has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan Adam Birnbaum, Jonathan Birnbaum
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
OPENYIELD TRADING LLC
Contact Information
Main Address
420 Lexington Avenue Suite 300, New York, NY 10170Mailing Address
420 Lexington Avenue Suite 300, New York, NY 10170Phone Number
(908) 409-3542Established
Delaware since 03/10/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/10/2025)
(2/13/2026)
(11/27/2023)
(11/4/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2024About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jun 2010SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Adam Birnbaum's CRS (Customer Relationship Summary).
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