JM
John W. Meigs
DIMENSIONAL FUND ADVISORS LP
SANTA MONICA, CA 90401
Some features on this profile are disabled
CRD#: 5349994
JM
Professional summary
John Watson Meigs, who also goes by Jack Meigs, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Santa Monica, California and DFA SECURITIES LLC located in Santa Monica, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Meigs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Watson Meigs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2022 - Present
DIMENSIONAL FUND ADVISORS LP
Office #1: 1299 Ocean Avenue, Santa Monica, CA 90401RIA
CRD#: 106482
SANTA MONICA, CA
Current
February 9, 2022 - Present
DFA SECURITIES LLC
Office #1: 1299 Ocean Avenue, Santa Monica, CA 90401BD
CRD#: 10292
Santa Monica, CA
Past
November 5, 2012 - November 24, 2021
SEI INVESTMENTS MANAGEMENT CORP
RIA
CRD#: 105146
San Francisco, CA
Past
July 18, 2007 - July 27, 2007
DELPHOS MMJ L.P.
BD
CRD#: 137389
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.
CRD#: 106482 / SEC#: 801-16283
RIA
Registered Investment Advisory firm - (8/26/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/5/2022)
RR
Alaska(4/5/2022)
RR
Arizona(4/5/2022)
RR
Arkansas(4/5/2022)
RR
California(4/5/2022)
RR
Colorado(4/5/2022)
RR
Connecticut(4/5/2022)
RR
Delaware(4/5/2022)
RR
District of Columbia(4/5/2022)
RR
Florida(4/5/2022)
RR
Georgia(4/5/2022)
RR
Idaho(4/5/2022)
RR
Illinois(4/5/2022)
RR
Indiana(4/5/2022)
RR
Iowa(4/5/2022)
RR
Kansas(4/5/2022)
RR
Kentucky(4/5/2022)
RR
Louisiana(4/5/2022)
RR
Maine(4/5/2022)
RR
Maryland(4/5/2022)
RR
Massachusetts(4/5/2022)
RR
Michigan(4/5/2022)
RR
Minnesota(4/5/2022)
RR
Mississippi(4/5/2022)
RR
Missouri(4/5/2022)
RR
Montana(4/5/2022)
RR
Nebraska(4/5/2022)
RR
Nevada(4/5/2022)
RR
New Hampshire(4/5/2022)
RR
New Jersey(4/5/2022)
RR
New Mexico(4/5/2022)
RR
New York(4/5/2022)
RR
North Carolina(4/5/2022)
RR
North Dakota(4/5/2022)
RR
Ohio(4/6/2022)
RR
Oklahoma(4/5/2022)
RR
Oregon(4/5/2022)
RR
Pennsylvania(4/5/2022)
RR
Rhode Island(4/5/2022)
RR
South Carolina(4/5/2022)
RR
South Dakota(4/5/2022)
IAR
Texas(2/9/2022)
RR
Texas(4/5/2022)
RR
Utah(4/5/2022)
RR
Vermont(4/5/2022)
RR
Virginia(4/5/2022)
RR
Washington(4/5/2022)
RR
West Virginia(4/5/2022)
RR
Wisconsin(4/5/2022)
RR
Wyoming(4/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.
CRD#: 106482 / SEC#: 801-16283
RIA
Registered Investment Advisory firm - (8/26/1981 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6300 Bee Cave Road Building One, Austin, TX 78746
Mailing Address
Phone number
(512) 306-7400
Established
Firm type
Fiscal year end
# of Employees
1,135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
