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Gilbert Hung

CHIMERA SECURITIES
NEW YORK, NY
·CRD# 5346086·19 years experience

Professional Summary

Gilbert Hung is a registered financial advisor currently at CHIMERA SECURITIES, LLC located in New York, New York. Gilbert is registered as a RR (Registered Representative) and started their career in finance in 2007. Gilbert has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CHIMERA SECURITIES, LLC·CRD# 147566
BD
27 Union Square West 4th Floor, New York, NY 10003
March 17, 2011 - Present
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
New York, NY
March 24, 2008 - June 18, 2010
OFFMAN SECURITIES, LLC·CRD# 133675
BD
New York, NY
July 9, 2007 - March 10, 2008

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Current Firm

CS
CHIMERA SECURITIES, LLC

CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: 8-67915
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

27 Union Square West 4th Floor, New York, NY 10003

Mailing Address

27 Union Square West 4th Floor, New York, NY 10003

Phone Number

(646) 597-6100

Established

Delaware since 05/30/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMCAP HOLDINGS LLCMEMBER—
GERSTENBLATT, JARED SCOTTMANAGING PARTNER3080361
GRIMALDI, CHRISTOPHER JAYSONCCO / MANAGING PARTNER2676681
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gilbert Hung's CRS (Customer Relationship Summary).

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