Mohammad J. Bhuiyan
Professional summary
Mohammad Jainal Bhuiyan, who also goes by Jainal Bhuiyan, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in St. Petersburg, Florida.
Mohammad is registered as a RR (Registered Representative) and started their career in finance in 2007. Mohammad has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mohammad Jainal Bhuiyan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2022 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 150 Second Ave. N. Suite 1550, St. Petersburg, FL 33701January 16, 2020 - August 19, 2022
PAULSON INVESTMENT COMPANY LLC
November 2, 2016 - January 2, 2020
CORINTHIAN PARTNERS, L.L.C.
June 24, 2014 - September 6, 2016
MERRIMAN CAPITAL, INC.
April 30, 2013 - June 18, 2014
AGINCOURT, LTD.
February 8, 2013 - March 15, 2013
CORINTHIAN PARTNERS, L.L.C.
September 5, 2012 - February 8, 2013
JOHN THOMAS FINANCIAL
June 28, 2007 - August 2, 2012
RODMAN & RENSHAW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2022)
(10/13/2022)
(11/8/2022)
(10/13/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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