SI
Susan M. Ianniello
EAGLE STRATEGIES LLC
WINDSOR, CT 06095
Some features on this profile are disabled
CRD#: 5342707
SI
Professional summary
Susan Marie Ianniello, who also goes by Susan Ianniello, Susan Marie Pires, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Windsor, Connecticut and NYLIFE SECURITIES LLC located in Windsor, Connecticut.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Susan has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Ianniello | Susan Marie Pires
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 99 HAWLEY LANE STRATFORD CT 06614; INSURANCE BROKER; START DATE 07/2010] [NYLARC Holding Company, Inc; Re insuring the Life Insurance I write with New York Life; 51 Madison Ave. New York, NY 10010; Start Date 02/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Professional Business Association; It is a group of business owners who have formed a networking group; I will help facilitate presentations by members to showcase their business; 2494 Whitney Ave. Hamden CT 06518; Start Date 01/2020; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Ianniello Financial Strategies, Insurance and Financial Services FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; STRATFORD, CT; START DATE: 02/2023][Amity Chamber of Commerce; The Orange Chamber of Commerce is in the process of changing their name to the Amity Chamber of Commerce; 605 A Orange Center Rd, Orange CT 06477; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; promoting businesses who are members of the chamber][Wooster Square Italian Immigrant Historical Society; We seek to preserve and promote the history of the Italian immigrant experience in Wooster Square.; 515 Chapel St New Haven, CT; Start Date 05/2025; Role/Title: Director; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Volunteer my time to events. Help with planning and direction of the organization]
CRS (Client Relationship Summary) - RIA
Click below to view Susan Marie Ianniello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 100 Northfield Dr Suite 200, Windsor, CT 06095RIA
CRD#: 110826
WINDSOR, CT
Current
February 18, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095BD
CRD#: 5167
Windsor, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/4/2021)
RR
Connecticut(3/4/2008)
IAR
Connecticut(6/9/2022)
RR
Florida(5/12/2021)
RR
New Jersey(4/17/2014)
RR
New York(3/25/2008)
RR
North Carolina(11/9/2020)
RR
Vermont(2/19/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
