Nicholas A. Dodson
Professional summary
Nicholas A Dodson, who also goes by Nicholas A. Dodson, is a registered financial professional currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas A Dodson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2019 - Present
KIPPSDESANTO & COMPANY
Office #1: 1675 Capital One Dr. Suite 1200, Mclean, VA 22102March 1, 2018 - June 17, 2019
DC ADVISORY
July 10, 2014 - March 1, 2018
SIGNAL HILL CAPITAL GROUP LLC
July 12, 2012 - August 6, 2014
CREDIT SUISSE SECURITIES (USA) LLC
August 24, 2007 - August 23, 2010
ARONSON CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KIPPSDESANTO & COMPANY
CRD#: 45763 / SEC#: , 8-51183
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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