David M. Zane

ALLSTATE FINANCIAL ADVISORS

Hockessin, DE 19707-9577

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CRD#: 5328291

Professional summary

David M Zane, who also goes by David Michael Zane, David Zane, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Hockessin, Delaware and ALLSTATE FINANCIAL SERVICES, LLC located in Hockessin, Delaware.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Michael Zane | David Zane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID ZANE POSITION: owner NATURE: Rent my previous residence to a family member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 719 dora moors lane, new castle DE 19720, United States DESCRIPTION: wife handles, I only oversee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David M Zane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2025 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1302 Old Lancaster Pike Ste A, Hockessin, DE 19707-9577

RIA

CRD#: 109524

Hockessin, DE

Current

December 2, 2024 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1302 Old Lancaster Pike Ste A, Hockessin, DE 19707-9577

CRD#: 18272

Hockessin, DE

Past

April 19, 2023 - June 4, 2024

SB ADVISORY, LLC

RIA

CRD#: 154680

NEW CASTLE, DE

Past

July 29, 2011 - March 1, 2023

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

NORTH EAST, MD

Past

July 29, 2011 - March 1, 2023

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

NORTH EAST, MD

Past

April 17, 2008 - July 13, 2011

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

PHILADELPHIA, PA

Past

April 17, 2008 - July 13, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

PHILADELPHIA, PA

Past

November 19, 2007 - May 5, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WILMINGTON, DE

Past

September 29, 2007 - May 5, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(12/9/2024)

IAR

Delaware
(2/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/9/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/27/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Zane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David M Zane's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

SB ADVISORY, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2007

SIE

Date: 10/1/2018

Series 31

Date: 11/9/2007

Series 7

Date: 9/27/2007

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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