JS
Jacob R. Shockley
STATE FARM INVESTMENT MANAGEMENT
Bonham, TX 75418
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CRD#: 5327468
JS
Professional summary
Jacob R Shockley, who also goes by Jake Shockley, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Bonham, Texas and STATE FARM VP MANAGEMENT CORP. located in Bonham, Texas.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jacob has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Shockley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Easy Livin' RV Park; 100 S Center St. Bonham TX 75418; RV Park; Partner; 04/01/2022; 1;1; Make deposits in the checking account 2) Jacob Shockley's Insurance Agency; Insurance Agency; Investment-related; 2228 N Center St Bonham, TX 75418-2113; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2021; 80; 80; Service customers and supervise employees 3) Airport Advisory Board; non-investment-related; 2615 N Center St Bonham TX 75418; Membership/Civic/Fraternal Organization; Board Member; Board Member; 07/01/2022; 1; 0; Airport Advisory Board members are a group that makes recommendations to the City Council for activities pertaining to the local Bonham Airport 4) Don't Tell My Wife Stables; Non-investment-related; 2501 Parkview Dr Ste 304 Fort Worth TX 76102; Other-Horse Partnership; Owner; None; 09/15/2022; 0; 0; We purchase racehorses to compete in races across America 5) Fannin County Sports Hall of Fame; Non-investment-related; 1100 W 5th St Bonham TX 75418; Membership/Civic/Fraternal Organization; Officer; Board Member; President; 06/01/2023; 1; 0; review bank statements, Pay bills/co-Signor on checking account, they have asked me to serve as President. I will be helping decide who gets elected and doing all the presentations. I can ask not to be a signer on any accounts if I need to, we elect members for the Fannin County Sports Hall of Fame 6) Hard Core Racing Stables LLC; non-investment-related; 2501 Parkview Dr Ft Worth TX 76102; Horse Racing Conglomerate; Partner; None; 07/01/2023; 0; 0; Buy horses to race and breed 7) Jake Shockley Property #1 (personally held real estate); investment-related; 2228 N CENTER BONHAM, TX 75418; Investment or Commercial Property; Owner; none; 7/19/2024; 1; 0; Duties: Personally Held Real Estate 8) Easy Livin' Properties; Investment-Related; Investment or Commercial Property; 100 S Center St Bonham, TX 75418; 04/01/2022; Partner: None 9) HIGH GROUND VENTURES LLC; non-investment-related; 2501 PARKVIEW SUITE 304 FORT WORTH TEXAS 76102; Service Industry; Partner; None; 08/01/2025; 0;0; WE REFER BUSINESS OWNERS WE KNOW THROUGH OUR HORSE RACING NETWORK TO USE HR THROUGH ANOTHER HORSE RACING PARTNER
CRS (Client Relationship Summary) - RIA
Click below to view Jacob R Shockley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 901 W Sam Rayburn Dr., Bonham, TX 75418Office #2: 5101 Gateway Blvd Suite 107, Denison, TX 75020RIA
CRD#: 3487
Bonham, TX
Current
March 19, 2008 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 901 W Sam Rayburn Dr, Bonham, TX 75418BD
CRD#: 43036
Bonham, TX
Past
July 26, 2007 - October 25, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/1/2020)
IAR
Arkansas(12/1/2020)
RR
Florida(5/7/2025)
IAR
Florida(6/6/2025)
RR
Oklahoma(12/1/2020)
IAR
Oklahoma(12/2/2020)
RR
Tennessee(2/22/2023)
RR
Texas(7/29/2008)
IAR
Texas(10/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
