EM
Eberardo Mariscal
JOHN HANCOCK PERSONAL FINANCIAL SERVICES
YUCAIPA, CA 92399
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CRD#: 5326050
EM
Professional summary
Eberardo Mariscal, who also goes by Eberarde Mariscal, Evy Mariscal, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Yucaipa, California and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Eberardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Eberardo has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eberarde Mariscal | Evy Mariscal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
a.OBA Name: TikTok Inc b.Investment-related? No c.OBA Address: 5800 Bristol Pkwy Ste 100, Culver City, CA 90230 d.OBA Nature: Social Media e.Position, Title, or Relationship with the OBA: Influencer f.OBA Start Date: 08/25/2025 g.Approximate number of hours/month devoted to the OBA: 10 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Advertise selected products via my TikTok page. I earn commissions for promoting that product. Another way to earn is by creating a post using music created by artist. I get paid based on number of views. It can be a short clip of me on vacation using that audio.
CRS (Client Relationship Summary) - RIA
Click below to view Eberardo Mariscal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2020 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Office #1: 11779 Addison St., Yucaipa, CA 92399RIA
CRD#: 174433
YUCAIPA, CA
Current
May 11, 2009 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116BD
CRD#: 5249
Boston, MA
Past
June 14, 2017 - April 13, 2020
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
December 12, 2012 - December 31, 2016
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
YUCAIPA, CA
Past
May 19, 2009 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
GLENDALE, CA
Past
October 2, 2007 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RIVERSIDE, CA
Past
July 9, 2007 - March 16, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RIVERSIDE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/25/2014)
RR
Arizona(3/24/2023)
RR
Arkansas(3/24/2023)
RR
California(5/11/2009)
IAR
California(2/3/2020)
RR
Colorado(3/24/2023)
RR
Connecticut(3/24/2023)
RR
District of Columbia(3/24/2023)
RR
Florida(3/24/2023)
RR
Hawaii(3/25/2014)
RR
Idaho(3/24/2023)
RR
Illinois(3/24/2023)
RR
Indiana(3/24/2023)
RR
Iowa(3/24/2023)
RR
Kansas(3/24/2023)
RR
Louisiana(3/24/2023)
RR
Maine(3/24/2023)
IAR
Massachusetts(2/11/2020)
RR
Massachusetts(10/8/2020)
RR
Michigan(3/24/2023)
RR
Minnesota(3/24/2023)
RR
Mississippi(3/24/2023)
RR
Missouri(3/24/2023)
RR
Montana(3/24/2023)
RR
Nebraska(3/24/2023)
RR
Nevada(3/24/2023)
RR
New Hampshire(3/24/2023)
RR
New Jersey(3/24/2023)
RR
New Mexico(3/24/2023)
RR
New York(3/24/2023)
RR
North Dakota(3/24/2023)
RR
Oklahoma(3/24/2023)
RR
Oregon(5/30/2016)
RR
Pennsylvania(3/24/2023)
RR
Puerto Rico(3/24/2023)
RR
Rhode Island(3/24/2023)
RR
South Dakota(3/24/2023)
RR
Tennessee(3/24/2023)
RR
Texas(5/30/2016)
RR
Utah(3/24/2023)
RR
Vermont(3/24/2023)
RR
Washington(5/30/2016)
RR
Wisconsin(3/24/2023)
RR
Wyoming(3/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
Phone number
(617) 572-0109
Established
Firm type
Fiscal year end
# of Employees
163
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433Yucaipa, CA 92399TRUST BUT VERIFY
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