Jeffrey M. Cheng
Professional summary
Jeffrey Man-wai Cheng, who also goes by Jeffrey Man Wai Cheng, Jeffrey Man-wai Cheng, is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2012. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Man-wai Cheng's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2021 - Present
INVESTEC SECURITIES (US) LLC
Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022May 29, 2014 - May 24, 2021
BNP PARIBAS SECURITIES CORP.
March 22, 2012 - May 16, 2014
STORMHARBOUR SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2021)
(5/25/2021)
(5/24/2021)
(5/24/2021)
Exams
FINRA
Current Firm
INVESTEC SECURITIES (US) LLC
CRD#: 138421 / SEC#: , 8-67162
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTEC USA HOLDINGS CORP. | SOLE MEMBER | |
| GREEN, JONATHAN EVAN | GENERAL COUNSEL, MANAGER AND DIRECTOR | 7964267 |
| HADZIC, EMINA | CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022) | 6316232 |
| NAROV, STEVE | CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL | 3060331 |
| ROSENBLUM, SCOTT S. | NON-EMPLOYEE DIRECTOR | 4251370 |
| SUMNER, NOEL JUSTIN | NON-EMPLOYEE DIRECTOR | 7448843 |
| VAN DER WALT, MARLE | NON-EMPLOYEE DIRECTOR | 7694588 |
Red Flags
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