Carlos Nunez
Professional summary
Carlos Nunez JR, who also goes by Carlos Nunez, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Laredo, Texas.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2007. Carlos has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos Nunez JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2011 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 6423 Mcpherson Rd Ste 7, Laredo, TX 78041January 2, 2009 - March 23, 2011
USAA FINANCIAL PLANNING SERVICES
May 8, 2008 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
May 8, 2008 - March 23, 2011
USAA FINANCIAL ADVISORS, INC.
July 25, 2007 - April 16, 2008
INVESTMENT PROFESSIONALS, INC.
July 10, 2007 - April 16, 2008
INVESTMENT PROFESSIONALS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2011)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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