Eric J. Lalime

PALLAS CAPITAL ADVISORS

Park Ridge, NJ 07656

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CRD#: 5316721

Professional summary

Eric James Lalime, CFP®, CIMA®, who also goes by Eric Lalime, Eric J Lalime, is a registered financial advisor currently at PALLAS CAPITAL ADVISORS, LLC located in Park Ridge, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Park Ridge, New Jersey.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Lalime | Eric J Lalime

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pallas Capital Advisors - Investment Related - 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656 - Investment Advisory - Start: 6/18/2021 - 160 hours/40 trading hours - Build and maintain client relationships including educating and providing the client with in-depth knowledge of of products and services, serving as a client advocate, assisting clients with opening accounts, and processing customer account changes. PKS Financial - Investment Related - 80 State Street, Albany, NY 12207 - Fixed/Traditional Insurance - Agent - 06/2021 - 4 hours/4 trading hours - Sales of Fixed/Traditional Insurance Products. Yellowfin Wealth Management LLC. Not investment related. 599 West saddle River Rd, Upper Saddle River, New Jersey 07458. Holding company. Owner. Owner. 1. 0. I direct my RIA and PKS fee and compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Lalime's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 21, 2021 - Present

PALLAS CAPITAL ADVISORS, LLC

Office #1: 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656

RIA

CRD#: 310327

Park Ridge, NJ

Current

June 18, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656

CRD#: 35747

Park Ridge, NJ

Past

October 31, 2008 - June 22, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PARAMUS, NJ

Past

October 31, 2008 - June 22, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PARAMUS, NJ

Past

June 19, 2007 - November 3, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

RIDGEWOOD, NJ

Past

June 7, 2007 - November 3, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

RIDGEWOOD, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/18/2021)

Minnesota
(6/18/2021)

New Jersey
(6/18/2021)

IAR

New Jersey
(6/21/2021)

New York
(6/18/2021)

North Carolina
(6/18/2021)

IAR

Texas
(11/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/22/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/6/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/13/2014

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

PALLAS CAPITAL ADVISORS, LLC

CRD#: 310327 / SEC#: 801-119646

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184

Mailing Address

Phone number

(781) 971-5052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALLAS DISCLOSURE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	3,780
AUM (Assets Under Management)	$ 3,195,166,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric J. Lalime

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Lalime's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

PALLAS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2007

SIE

Date: 10/1/2018

Series 31

Date: 6/22/2007

Series 7

Date: 6/6/2007

Series 9

Date: 3/13/2014

FINRA

Current Firm

PALLAS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALLAS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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