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AH

Adam M. Hahn

TOURMALINE PARTNERS
Stamford, CT 06901
Some features on this profile are disabled
CRD#: 5316165
AH

Professional summary

Adam Michael Hahn is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Michael Hahn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2011 - Present

TOURMALINE PARTNERS, LLC

Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901
BD
CRD#: 154492
Stamford, CT
Past

April 6, 2007 - May 31, 2011

SMITH CAPITAL MARKETS, LLC.

BD
CRD#: 121430
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/8/2011)
RR
New York
(8/8/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/5/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TOURMALINE PARTNERS, LLC
TOURMALINE PARTNERS, LLC

CRD#: 154492 / SEC#: , 8-68644

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
680 Washington Blvd. 10th Floor, Stamford, CT 06901
Mailing Address
680 Washington Blvd. 10th Floor, Stamford, CT 06901
Phone number
(203) 302-7300
Established
Connecticut since 06/17/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TOUR INTERMEDIATE 2, LLCSOLE MEMBER
CONWAY, JAMES ROBERTCFO, FINOP4368039
DISPIGNA, DANIEL NMNCOO2902260
HANTMAN, AARON SAMUELCEO3020334
OLENCKI, JAMES LOUIS MR.CHIEF COMPLIANCE OFFICER5602387

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOURMALINE PARTNERS, LLC

CRD#: 154492Stamford, CT 06901

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