Kathryn S. Bartelt
Professional summary
Kathryn Suzanne Bartelt, who also goes by Kathryn S Bartelt, Kathryn Burns, Kathryn Burns Schmucker, Kathryn Bartelt, Kat Bartelt, Kathryn Burns, Kathryn S Burnsschmucker, Kathryn B Schmucker, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in San Mateo, California.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2017. Kathryn has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Suzanne Bartelt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Franklin Parkway, San Mateo, CA 94403-1906May 7, 2018 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
November 7, 2017 - April 23, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2021)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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