Hu H. Zhou

STRATEGIC ADVISERS LLC | Financial Consultant

SAN JOSE, CA

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CRD#: 5311546

Professional summary

Hu H Zhou, who also goes by David Zhou, Hao Hu Zhou, Hao Zhou, Hu Zhou Zhou, Hu Hao Zhou, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Jose, California and FIDELITY BROKERAGE SERVICES LLC located in Mountain View, California.

Hu is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Hu has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Biography

I am genuinely interested in investment management and financial planning and I love to share that passion with my clients to help them however I can.  Clients find me to be insightful and a natural at keeping things simple and effective.  My experience as an advisor and manager in financial services, allows me to leverage what Fidelity has to offer with every client.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Zhou | Hao Hu Zhou | Hao Zhou | Hu Zhou Zhou | Hu Hao Zhou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hu H Zhou's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of California, Davis

Bachelor of Economics - Economics

2004

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2580 W El Camino Real Ste 9, Mountain View, CA 94040-1212

RIA

CRD#: 104555

SAN JOSE, CA

Current

April 23, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2580 W El Camino Real, Ste 9, Mountain View, CA 94040-1212

CRD#: 7784

Mountain View, CA

Past

May 17, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MOUNTAIN VIEW, CA

Past

September 28, 2011 - March 31, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN JOSE, CA

Past

September 28, 2011 - March 31, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

Past

January 3, 2011 - August 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SUNNYVALE, CA

Past

January 3, 2011 - August 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SUNNYVALE, CA

Past

February 18, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SUNNYVALE, CA

Past

February 18, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SUNNYVALE, CA

Past

September 11, 2008 - November 12, 2008

BELLATORE FINANCIAL, INC.

RIA

CRD#: 143543

SAN JOSE, CA

Past

September 11, 2008 - November 12, 2008

CLARKESON RESEARCH INC.

CRD#: 143868

SAN JOSE, CA

Past

November 28, 2007 - May 5, 2008

PYRAMID FINANCIAL CORP.

CRD#: 23181

CUPERTINO, CA

Past

May 22, 2007 - November 16, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CUPERTINO, CA

Past

May 9, 2007 - November 16, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CUPERTINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/23/2021)

IAR

California
(3/31/2025)

Florida
(4/10/2025)

Georgia
(5/3/2024)

Hawaii
(7/3/2024)

Illinois
(3/2/2023)

Missouri
(7/25/2025)

Nevada
(4/23/2021)

New Jersey
(9/29/2023)

New York
(11/7/2022)

North Carolina
(1/5/2023)

Oregon
(4/23/2021)

Pennsylvania
(7/28/2021)

Tennessee
(9/9/2022)

Texas
(5/7/2021)

IAR

Texas
(3/31/2025)

Washington
(7/16/2021)

Wisconsin
(10/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/31/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/23/2013

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Hu H. Zhou

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hu H Zhou's CRS (Customer Relationship Summary).

Certified licenses

Education

University of California, Davis

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

BELLATORE FINANCIAL, INC.

CLARKESON RESEARCH INC.

PYRAMID FINANCIAL CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2007

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2007

Series 10

Date: 8/31/2014

Series 9

Date: 12/23/2013

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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