David H. Jauregui
Professional summary
David Hector Jauregui is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Hector Jauregui's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2015 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112February 14, 2011 - August 14, 2015
PIMCO INVESTMENTS LLC
August 13, 2010 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
January 1, 2010 - August 3, 2010
UBS FINANCIAL SERVICES INC.
January 1, 2010 - August 3, 2010
UBS FINANCIAL SERVICES INC.
January 31, 2008 - January 1, 2010
UBS INTERNATIONAL INC.
September 27, 2007 - January 1, 2010
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2015)
Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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