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Timothy Sylvester Hogan

CRD# 5306705·Registered 2007 - 2022
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Sylvester Hogan, who also goes by Timothy Sylvester Hogan III, Timothy Hogan, Ty Hogan, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 2007 - 2022. Timothy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Sylvester Hogan Iii, Timothy Hogan, Ty Hogan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

TOUCHSTONE SECURITIES, LLC·CRD# 1526
BD
Cincinnati, OH
September 7, 2018 - August 4, 2022
FORT WASHINGTON INVESTMENT ADVISORS INC·CRD# 107126
RIA
Cincinnati, OH
August 29, 2018 - July 20, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 20, 2009 - October 12, 2010
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 14, 2008 - March 25, 2009
BNP PARIBAS PRIME BROKERAGE, INC.·CRD# 24962
BD
New York, NY
August 27, 2008 - October 14, 2008
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
November 15, 2007 - October 1, 2008

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Current Firm

TOUCHSTONE SECURITIES, LLC
TOUCHSTONE SECURITIES, LLC

CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, LLC | TOUCHSTONE SECURITIES, INC.

CRD#: 1526 / SEC#: 8-14052
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202

Mailing Address

303 Broadway Suite 1100, Cincinnati, OH 45202

Phone Number

(513) 362-8000

Established

Nebraska since 01/01/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOUCHSTONE ADVISORS INCSHAREHOLDER107028
AARTS, ERIKVP, SENIOR FIXED INCOME STRATEGIST2556961
ALGE, BENJAMIN JPRESIDENT6225581
BRAY, TIMOTHY ALLENDIVISIONAL VICE PRESIDENT1858477
CONNELLY, LINDSAY MICHELLEAVP & ASSISTANT TREASURER7212999
COSTANZA, TIMOTHY JOHNVP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT4471461
DAY, MICHAELDIVISIONAL VP5089878
GROUT, THOMAS JOSEPHDIVISIONAL VP5889057
JONES, MICHAEL STEPHENASSISTANT VICE PRESIDENT5537600
KOERNER, RICHARD MICHAELVP, SENIOR ETF SALES SPECIALIST2249223
KUSSIN, WILLIAM FREDERICKDIVISIONAL VP5810274
MASTERS, JOSHUAASSISTANT VP7671731
MCGRUDER, JILL TRIPPDIRECTOR1221720
MOCK, MARY TAYLORSVP & HEAD OF DISTRIBUTION5276399
MORSE, JULIE LYNNSVP, MARKETING6743435
MUSGROVE, JOHN SAVP - ASSISTANT TREASURER6607165
NIEMEYER, JONATHAN DAVIDDIRECTOR5863603
RENNERS, TYLER SCOTTSECRETARY8246902
SCOTT, SHAWN MICHAELCHIEF COMPLIANCE OFFICER4673623
SMITH, JULIE LOUISEVICE PRESIDENT3199707
STEARNS, TIMOTHY STEVENVP, COMPLIANCE1327230
WIEDENHEFT, TERRIE ANNCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / TREASURER2619213
WITTMAN, SCOTTVICE PRESIDENT, TAX7679752
WUEBBLING, DONALD JOSEPHDIRECTOR473438

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Property Management: investment related business, Cincinnati, OH . Multi-Unit housing, owner occupied, owner since June 21, 2018. 5 hours per month devoted to other business, 0 during trading hours. Duties: Property owner and property manager. Easterseals, not investment related. 2901 Gilbert Ave, Cincinnati, OH 45206. Non-profit business. Military veteran advisory committee since 10/4/2019. 3 hours per month dedicated to business, 0 hours dedicated during traded hours/ Duties include strategic veteran guidance. Fort Washington Investment Advisors; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; RIA / Investment Management; Investment Manager; relationship started 10/03/2016; 120 per month; 120 during trading hours; Management Business Development and Client Services. Honor Flight Tri-State, not investment related, but does have an endowment that I provide advice on. 8627 Calumet Way Cincinnati, OH 45249. Veteran oriented non-profit. Position: Board of directors since December 2017. 5 hrs per month devoted to business, 0 during trading hours. Duties: Traditional BOD support, strategic advice, business development, etc East Pendleton Industries LLC, investment related (multi family property), Cincinnati, OH.Professionally managed investment property. Investor since 12/2019. 0 hours per month devoted to business, 0 hours per month devoted during securities trading hours. Duties include being non-managing investor and having 50% ownership interest. Magnified Giving 501(C)3 educational organization. Non-investment related. 9940 Reading Rd, Cincinnati, OH 45241. General board member since 7/2020. 5 hours per month dedicated to business, 0 hours devoted during securities trading hours. Duties include general BOD duties and serving on the business development committee. Name: Grandview Avenue Properties LLC; Investment Related: yes; Address: Cincinnati OH 45208; Nature: Professionally managed investment property; Position: Investor; Start Date: 4/15/2021; Approximate number of hours per month: 0; hours during trading hours: 0; Duties Include: I am a non-managing investor and have a 50% ownership interest. Name: Erin Go Bragh Properties LLC; Investment related: Yes, this is a multi family property; Address Cincinnati OH 45243; Nature: Professionally managed investment property; Position: Investor; Start date 6/1/2021; approximate number of hours per month: 0; hours during trading hours: 0; Duties Include: I am a non-managing investor and have a 33% ownership interest. Name: Emerald Clover Holdings, LLC; Investment related: yes - It is an investment (multi-family property) in which I am part owner; Address: Cincinnati Ohio 45243; Nature: Professionally managed investment property; Position: Investor/Part owner in the LLC; Start Date: 9/30/2021; Approximately 0 hours per month, 0 during trading hours; Duties include: I am a non-managing investor, and have a 50% ownership interest. Name: American Endowment Foundation; Investment related: Yes, I will serve on the Board of Directors and be a member of the Board's Investment Committee as well.; Address: 5700 Darrow Rd# 118, Hudson, OH 44236; Nature: Non-Profit; Position: Board of Directors; Start Date: 1/1/2022; Approximate number of hours per month: 5-10, 0 during trading hours; Duties: Provide overall direction and strategic guidance on the business and corporate governance. As well as offer insight on the endowment and portfolio's management. Name: Pendleton Premier Properties LLC; Investment related: It is an investment (multi-family property) in which I am a part owner; Address: 7867 Keller Rd Cincinnati OH 45243; Nature: Professionally managed investment property; Position/Title: Investor/Part Owner in the LLC; Start Date: 4/30/22; Appr # of hours/month: 0, 0 during trading hours; Duties: I am a non-managing investor and have a 50% ownership interest

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2021About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2018About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2008

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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