Timothy Allen Bray
Professional Summary
Timothy Allen Bray, who also goes by Tim Bray, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Rosemount, Minnesota and TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Timothy has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 62, SIE, Series 7, Series 4,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Bray
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
TOUCHSTONE ADVISORS INC
Contact Information
Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202-4203Phone Number
(513) 362-8000# of Employees
86SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
40AUM (Assets Under Management)
$31,091,453,599Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
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Primary Firm SEC Registration
TOUCHSTONE ADVISORS INC
State Registrations and Notice Filings
(1/5/2026)
(3/15/2017)
(3/15/2017)
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(10/25/2017)
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(11/29/2023)
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(10/25/2017)
(3/15/2017)
(5/6/2021)
(1/5/2026)
(5/6/2021)
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(10/25/2017)
(1/5/2026)
(12/19/2024)
(1/5/2026)
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(7/20/2010)
(12/19/2022)
(5/6/2021)
(3/15/2017)
(7/20/2010)
(3/15/2017)
(1/5/2026)
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(3/15/2017)
(1/5/2026)
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(7/20/2010)
(7/20/2010)
(6/20/2019)
(3/15/2017)
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(12/19/2024)
(11/29/2023)
(1/5/2026)
(1/5/2026)
(7/20/2010)
(1/5/2026)
(3/15/2017)
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(1/5/2026)
(11/21/2024)
(1/5/2026)
(3/15/2017)
(1/5/2026)
(7/20/2010)
(3/15/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Allen Bray's CRS (Customer Relationship Summary).
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