Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

TG

Thomas Joseph Grout

TOUCHSTONE ADVISORS

Villa Hills, KY

·CRD# 5889057·15 years experience

Professional Summary

Thomas Joseph Grout, who also goes by Thomas Grout, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Villa Hills, Kentucky and TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Grout

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Years of Experience

15 years in the financial services industry

Current & Past Employments

TOUCHSTONE ADVISORS INC·CRD# 107028

RIA

2012 River Vista Court, Villa Hills, KY 41017

September 24, 2012 - Present

TOUCHSTONE SECURITIES, LLC·CRD# 1526

BD

303 Broadway Suite 1100, Cincinnati, OH 45202

September 24, 2012 - Present

STRATEGIC ADVISERS LLC·CRD# 104555

RIA

Covington, KY

May 2, 2012 - September 6, 2012

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784

BD

Covington, KY

April 18, 2011 - September 5, 2012

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Current Firm

TA

TOUCHSTONE ADVISORS INC

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - SEC (2/28/1994 Approved)

Contact Information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202-4203

Phone Number

(513) 362-8000

# of Employees

86

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

40

AUM (Assets Under Management)

$31,091,453,599

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 2. Covington Catholic High School; not investment related; 1600 Dixie Highway, Park Hills, KY 41011; nature - education; Booster Board Member; start - 3/1/2023; approx. number of hours per month - 4; approx. number of trading hours - 0; duties - Generate new ideas to host events to benefit the athletics program. Focus will be on graduates under the age of 50. 3. Apogee Parent Holdings, LLC; not investment related; 301 South McDowell Street, Suite 122 #1136, Charlotte, NC 28204; Online Travel Agency; Investor; start - 3/4/2025; approx. number of hours per month - 0; approx. number of trading hours - 0; Investor.

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TOUCHSTONE ADVISORS INC

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - SEC (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(5/24/2021)

RR

Alaska
(1/5/2026)

RR

Arizona
(1/5/2026)

RR

Arkansas
(11/29/2023)

RR

California
(1/5/2026)

RR

Colorado
(1/5/2026)

RR

Connecticut
(1/5/2026)

RR

Delaware
(5/6/2021)

RR

District of Columbia
(5/6/2021)

RR

Florida
(5/6/2021)

RR

Georgia
(11/29/2023)

RR

Hawaii
(1/5/2026)

RR

Idaho
(1/5/2026)

RR

Illinois
(12/9/2025)

RR

Indiana
(2/3/2017)

RR

Iowa
(1/5/2026)

RR

Kansas
(1/5/2026)

RR

Kentucky
(11/29/2023)

RR

Louisiana
(11/29/2023)

RR

Maine
(1/5/2026)

RR

Maryland
(5/6/2021)

RR

Massachusetts
(1/5/2026)

RR

Michigan
(2/3/2017)

RR

Minnesota
(1/5/2026)

RR

Mississippi
(11/29/2023)

RR

Missouri
(1/8/2024)

RR

Montana
(1/8/2024)

RR

Nebraska
(1/5/2026)

RR

Nevada
(1/5/2026)

RR

New Hampshire
(1/5/2026)

RR

New Jersey
(8/5/2024)

RR

New Mexico
(1/5/2026)

RR

New York
(1/5/2026)

RR

North Carolina
(11/29/2023)

RR

North Dakota
(1/5/2026)

RR

Ohio
(9/24/2012)

IAR

Ohio
(9/24/2012)

RR

Oklahoma
(1/5/2026)

RR

Oregon
(1/5/2026)

RR

Pennsylvania
(1/8/2024)

RR

Puerto Rico
(5/24/2021)

RR

Rhode Island
(1/5/2026)

RR

South Carolina
(11/29/2023)

RR

South Dakota
(1/5/2026)

RR

Tennessee
(11/29/2023)

RR

Texas
(1/5/2026)

RR

Utah
(1/5/2026)

RR

Vermont
(1/5/2026)

RR

Virgin Islands
(12/24/2024)

RR

Virginia
(5/6/2021)

RR

Washington
(1/5/2026)

RR

West Virginia
(1/5/2026)

RR

Wisconsin
(12/9/2025)

RR

Wyoming
(1/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2021About the Series 24 exam

FINRA

SRO Registrations

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Grout's CRS (Customer Relationship Summary).

Similar Advisors

Matthew Jeannes

Matthew Jeannes

AMERIPRISE FINANCIAL SERVICES, LLC

Reno, NV · CRD#

Matthew J Hudzina

MORGAN STANLEY

Alpharetta, GA · CRD#

Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#

Joseph Warren Mcvey

FOURSTAR WEALTH ADVISORS, LLC

POWHATAN, VA · CRD#

TG

Follow Thomas

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required