Pankit B. Patel
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
LIVERMORE, CA
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CRD#: 5305502
Professional summary
Pankit B Patel, CFP®, who also goes by Pankit B Patel, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Livermore, California and FIDELITY BROKERAGE SERVICES LLC located in Mountain View, California.
Pankit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Pankit has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Fidelity makes available a suite of resources and I help clients harness the power that comes with it. My decade plus experience of working with High Net Worth clients in retirement, income and wealth planning is leveraged to help create and execute a plan that makes sense for personal and unique family economies. My process, business beliefs values are centered on my clients and helping them strive for their financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pankit B Patel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Pankit B Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
MS University
Bachelor of Accountancy - Accounting
2001
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2580 W El Camino Real Ste 9, Mountain View, CA 94040-1212RIA
CRD#: 104555
LIVERMORE, CA
Current
December 19, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2580 W El Camino Real, Ste 9, Mountain View, CA 94040-1212BD
CRD#: 7784
Mountain View, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LIVERMORE, CA
Past
January 25, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MOUNTAIN VIEW, CA
Past
September 26, 2011 - November 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FREMONT, CA
Past
September 26, 2011 - November 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FREMONT, CA
Past
October 8, 2007 - August 17, 2011
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
October 8, 2007 - August 17, 2011
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
May 7, 2007 - June 28, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
SAN JOSE, CA
Past
May 7, 2007 - June 28, 2007
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SAN JOSE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/8/2022)
RR
Arkansas(3/4/2022)
RR
California(12/19/2012)
IAR
California(3/31/2025)
RR
Colorado(7/13/2022)
RR
Connecticut(2/1/2022)
RR
Delaware(9/18/2020)
RR
District of Columbia(4/23/2020)
RR
Florida(4/23/2021)
RR
Georgia(8/8/2020)
RR
Hawaii(4/23/2020)
RR
Indiana(4/23/2020)
RR
Maryland(4/23/2020)
RR
Massachusetts(4/23/2020)
RR
Minnesota(8/13/2021)
RR
Missouri(4/18/2022)
RR
Nevada(6/4/2021)
RR
New Jersey(1/4/2019)
RR
New York(4/23/2020)
RR
North Carolina(4/23/2020)
RR
Pennsylvania(8/8/2020)
RR
Rhode Island(6/24/2020)
RR
South Dakota(2/1/2022)
RR
Tennessee(5/2/2018)
RR
Texas(1/3/2014)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2019)
RR
Virginia(5/5/2021)
RR
Washington(1/3/2014)
RR
West Virginia(7/31/2020)
RR
Wisconsin(4/23/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Livermore, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
