Robert J. Kelly
Professional summary
Robert John Kelly, who also goes by Robert J Kelly, is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert John Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2020 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 425 Park Avenue, New York, NY 10022July 15, 2020 - Present
CITADEL SECURITIES LLC
Office #1: 425 Park Avenue, New York, NY 10022June 19, 2013 - June 8, 2020
WELLS FARGO SECURITIES, LLC
March 14, 2008 - June 26, 2013
CREDIT SUISSE SECURITIES (USA) LLC
November 12, 2007 - January 24, 2008
SIGNATOR INVESTORS, INC.
March 28, 2007 - September 26, 2007
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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