Terry D. Ray
Professional summary
Terry David Ray is a registered financial professional currently at VELOCITY CLEARING, LLC located in Richardson, Texas.
Terry is registered as a RR (Registered Representative) and started their career in finance in 2009. Terry has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry David Ray's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2026 - Present
VELOCITY CLEARING, LLC
Office #1: 300 N Colt Road Suite 310, Richardson, TX 75080September 26, 2019 - March 28, 2024
ELECTRONIC TRANSACTION CLEARING, INC.
June 14, 2012 - June 18, 2026
APEX CLEARING CORPORATION
September 14, 2009 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
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Company Information
VELOCITY CLEARING, LLC
CRD#: 126588Richardson, TX 75080TRUST BUT VERIFY
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