JL
Jacob E. Lusby
PNC WEALTH MANAGEMENT LLC
WEST CHESTER, PA 19382
Some features on this profile are disabled
CRD#: 5294339
JL
Professional summary
Jacob Earl Lusby JR, who also goes by Jacob Earl Lusby, Jacob Lusby, Jay Lusby, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in West Chester, Pennsylvania.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jacob has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Earl Lusby | Jacob Lusby | Jay Lusby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Fulton Bank Address: 287 E Main St Unit 105, Newark, DE, 19711-7569, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/30/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment sales and service, financial advisor (2)Name of Business: Fulton Financial Advisors Address: 287 E Main St Unit 105, Newark, DE, 19711-7569, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/30/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: investment sales and service (3)Name of Business: Octorara Area School District Board Address: 228 Highland Road, Atglen, PA, 19310, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 01/02/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Specific Solutions Address: 287 E Main St Unit 105, Newark, DE, 19711-7569, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/04/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Soliciting life insurance business.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Earl Lusby JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacob Earl Lusby JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1599 West Chester Pike, West Chester, PA 19382Office #2: 782 West Lancaster Avenue, Wayne, PA 19087Office #3: 600 East Baltimore Pike, Media, PA 19063RIA
BD
CRD#: 129052
WEST CHESTER, PA
Current
April 24, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1599 West Chester Pike, West Chester, PA 19382Office #2: 782 West Lancaster Avenue, Wayne, PA 19087Office #3: 600 East Baltimore Pike, Media, PA 19063RIA
BD
CRD#: 129052
WEST CHESTER, PA
Past
March 28, 2022 - April 9, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Newark, DE
Past
March 28, 2022 - April 9, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Newark, DE
Past
February 2, 2018 - March 30, 2022
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
EXTON, PA
Past
February 2, 2018 - March 30, 2022
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
EXTON, PA
Past
March 2, 2017 - February 1, 2018
THRIVE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 281347
FORT WASHINGTON, PA
Past
April 17, 2013 - February 2, 2017
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
PHOENIXVILLE, PA
Past
September 29, 2011 - February 2, 2017
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
PHOENIXVILLE, PA
Past
April 11, 2007 - May 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(5/8/2025)
RR
Florida(5/8/2025)
RR
Maryland(5/8/2025)
RR
New Jersey(5/8/2025)
RR
Pennsylvania(4/24/2025)
IAR
Pennsylvania(4/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
