DD
David P. Delarosa
AMERITAS ADVISORY SERVICES
ESCONDIDO, CA 92025
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CRD#: 5288537
DD
Professional summary
David Paul Delarosa, who also goes by David Delarosa, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Escondido, California and AMERITAS INVESTMENT COMPANY, LLC located in Escondido, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Delarosa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * MARTINEZ AGENCY; SAME AS BRANCH; INV REL; FIXED INSURANCE SALES; AGENT; START DATE=03/2007; HRS/MO=8-10; TRADING HRS/MO=8-10; FIXED INSURANCE SALES * Martinez & Winter; same as branch; inv rel; fixed insurance products; Agent; start date=02/2007; hrs/mo=100; trading hrs/mo=100; sales of fixed insurance products * DeLaRosa Plan Administration; same as branch; non-inv rel; added service to clients through my sole proprietorship-assisting in the preparation of informational returns for our client's retirement plans; Sole Proprietor; start date=09/2024; hrs/mo=4; trading hrs/mo=4; preparation of series 5500 informational retirement plan returns as a plan administrator with no compensation
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Delarosa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 325 W 3rd Ave Ste 203, Escondido, CA 92025RIA
CRD#: 317245
ESCONDIDO, CA
Current
September 8, 2008 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 325 W 3rd Ave Ste 203, Escondido, CA 92025BD
CRD#: 14869
ESCONDIDO, CA
Past
August 8, 2014 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2015)
RR
California(9/22/2008)
IAR
California(11/1/2021)
RR
Colorado(9/29/2010)
RR
Idaho(6/4/2020)
RR
Illinois(2/10/2015)
RR
Massachusetts(7/18/2016)
RR
Montana(3/3/2015)
RR
Nevada(4/3/2020)
RR
New York(6/9/2022)
RR
Oregon(12/9/2011)
RR
Texas(9/25/2019)
IAR
Texas(11/1/2021)
RR
Utah(3/7/2017)
RR
Washington(5/22/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
