Harry T. Rakovski
Professional summary
Harry T Rakovski is a registered financial advisor currently at PGIM INVESTMENTS LLC located in New City, New York and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newtown, Pennsylvania.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Harry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry T Rakovski's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2010 - Present
PGIM INVESTMENTS LLC
August 12, 2010 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 10, 2010 - July 1, 2010
NFSG CORPORATION
March 19, 2010 - July 1, 2010
NEWBRIDGE SECURITIES CORPORATION
May 15, 2009 - March 17, 2010
CHASE INVESTMENT SERVICES CORP.
February 13, 2007 - March 17, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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