FIND A PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Looking for a Financial Advisor at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC?
We have compiled every financial advisor who works at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC is located at 655 Broad Street 19th Floor, Newark, NJ 07102 and was first established at Woodbridge, Delaware in 10/09/1996. After operating for 29 years, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC Comes From
Understanding the Statistics for PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
655 Broad Street 19th Floor, Newark, NJ 07102
655 Broad Street 19th Floor, Newark, NJ 07102
Large
(973) 802-6000
Delaware since 10/09/1996
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | ||
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 | |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 | |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 | |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 | |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
James Peter Dilorenzo
Bradley Harper Zenz
Raymond W Butti
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
