Deborah J. Trouw
KESTRA ADVISORY SERVICES
Santa Fe, NM 87505
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CRD#: 5282284
Professional summary
Deborah Julie Trouw, CFP®, who also goes by Deborah Julie Hodge, Deborah Trouw, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Santa Fe, New Mexico and KESTRA INVESTMENT SERVICES, LLC located in Santa Fe, New Mexico.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Deborah has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deborah Julie Hodge | Deborah Trouw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Contractor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 03/11/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Provide services to clients as agreed Business Name: Millbrook House LLC Investment Related: Yes Address: 1307 Bartlet Court Santa Fe NM 87501 Nature of Business: Real Estate Position: Owner, general agent Start Date: 4/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintenance of the building Business Name: Ash Brokerage Investment Related: No Address: 888 S. Harrison St., Ste 900 Fort Wayne IN 46802 Nature of Business: Insurance Position: I am will be contracting with various insurance companies through Ash Brokerage to provide insurance coverage to my clients Start Date: 6/16/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: To be appropriately licensed to offer products, provide accurate information on client applications Business Name: THE FOOD DEPOT POSITION: Board director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2022 ADDRESS: 1222 Siler Road, Santa Fe NM 87505 DESCRIPTION: Monthly board meeting, monthly committee meeting, events several times per year Business Name: ELEVATION WEALTH PARTNERS POSITION: Founder and CEO, Senior Wealth Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 08/01/2023 ADDRESS: 1440 S Saint Francis Drive, Santa Fe NM 87505 DESCRIPTION: Conduct usual activities of the advisory business
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Julie Trouw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 12, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1440 S St. Francis Dr. Suite A, Santa Fe, NM 87505RIA
CRD#: 283330
Santa Fe, NM
Current
March 11, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1440a S Saint Francis Dr Suite A, Santa Fe, NM 87505BD
CRD#: 42046
Santa Fe, NM
Past
March 13, 2007 - March 18, 2021
WADDELL & REED
RIA
CRD#: 866
SANTA FE, NM
Past
February 26, 2007 - March 18, 2021
WADDELL & REED
BD
CRD#: 866
SANTA FE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/11/2021)
RR
California(3/11/2021)
RR
Colorado(3/11/2021)
RR
Delaware(9/24/2024)
RR
Florida(3/11/2021)
RR
Hawaii(3/11/2021)
RR
Idaho(3/11/2021)
RR
Minnesota(3/19/2021)
RR
Montana(7/23/2025)
RR
New Mexico(3/11/2021)
IAR
New Mexico(3/12/2021)
RR
New York(4/5/2022)
RR
Oregon(3/11/2021)
RR
South Carolina(2/29/2024)
RR
Texas(3/11/2021)
IAR
Texas(7/27/2023)
RR
Virginia(10/25/2021)
RR
Washington(7/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Santa Fe, NM 87505TRUST BUT VERIFY
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