James C. Bridges

FAMILY CAPITAL ADVISORS

Atlanta, GA

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CRD#: 5281882

Professional summary

James Clinton Bridges III, CFP®, who also goes by Jim Bridges, is a registered financial advisor currently at FAMILY CAPITAL ADVISORS, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Atlanta, Georgia.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. James has worked at 6 firms and has passed the Series 66, Series 99TO, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Bridges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Family Capital Advisors Insurance Group, LLC. Not Investment Related. 140 Spalding Creek Court, Atlanta, GA 30305. Provide Insurance Options. Director/Owner. 03/2018. 20 Hrs/Mo; 5 Hrs/Mo During Trading Hours. Explain Different Insurance Options that Might Fit the Clients Needs. 2. FAMILY CAPITAL ADVISORS, LLC; YES, INVESTMENT RELATED; 140 Spalding Creek Court, Atlanta, GA 30305; REGISTERED INVESTMENT ADVISOR; MANAGING DIRECTOR; 03/2018; 160 HOURS PER MONTH; DURING TRADING HOURS; ASSIST CLIENTS WITH THEIR INVESTMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Clinton Bridges III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

March 15, 2018 - Present

FAMILY CAPITAL ADVISORS, LLC

RIA

CRD#: 291257

Atlanta, GA

Current

March 26, 2018 - Present

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Atlanta, GA

Past

February 18, 2014 - April 3, 2018

STONEX SECURITIES INC.

CRD#: 18456

ATLANTA, GA

Past

February 10, 2014 - July 12, 2021

BISON WEALTH, LLC

RIA

CRD#: 165931

ATLANTA, GA

Past

August 16, 2012 - February 3, 2014

APRIO WEALTH MANAGEMENT, LLC

RIA

CRD#: 127333

ATLANTA, GA

Past

April 4, 2012 - February 6, 2014

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ATLANTA, GA

Past

April 10, 2007 - April 11, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ATLANTA, GA

Past

March 7, 2007 - April 11, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/26/2018)

IAR

Georgia
(3/15/2018)

Georgia
(3/26/2018)

Louisiana
(1/7/2021)

Texas
(1/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/17/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/6/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FAMILY CAPITAL ADVISORS, LLC

FAMILY CAPITAL ADVISORS | FAMILY CAPITAL ADVISORS, LLC

CRD#: 291257 / SEC#:

Georgia

Registered Investment Advisory firm - (3/15/2018 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 272-8074

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	142
AUM (Assets Under Management)	$ 51,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James C. Bridges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Clinton Bridges III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

STONEX SECURITIES INC.

BISON WEALTH, LLC

APRIO WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2007

Series 99TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 5/17/2007

Series 7

Date: 3/6/2007

FINRA

Current Firm

FAMILY CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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