CM
Chadwick M. Mangum
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Belgrade, MT
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CRD#: 5281294
CM
Professional summary
Chadwick M Mangum, who also goes by Chadwick M Mangum Mr, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Belgrade, Montana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Belgrade, Montana.
Chadwick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Chadwick has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chadwick M Mangum Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. BLUE WOLFE CONSULTING, 121 GREENWICH RD STE 107, CHARLOTTE, NC, 8/2006 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 4/WK - 4/TRADING. 3. LPJ CHURCHILL LLC / 1042 Churchill Downs Ct, Unit D, Charlotte NC 28211 / 08/05/2022 / NIR / BOARD MEMBER - REAL ESTATE / 1 HR/MO - 0 HR/MO TRADING 4. CHAD MANGUM, 121 Greenwich Road, Suite 107, Charlotte NC 28211, 11/2022, Agent, Referrals, NIR, 4 HR/MO - 4 HR/MO Trading 5. DUSTIN TOMPKINS HEALTHCARE DIRECTIVE, 5811 Doncaster Dr, Charlotte NC 28211, United States, 04/26/2023, Dustin Tompkins Healthcare Directive, NIR, 0 HR/MO - 0 HR/MO TRADING 6. CHURCHILL DOWNS HOA BOARD MEMBER, 1042 D Churchill Downs Ct, Charlotte NC 28211, United States, 10/10/2024, Board Member, Volunteer, NIR, 4 HR/MO - 2 HR/MO TRADING 7. OTHA (OLD TIME HOCKEY ASSOCIATION), 4705 Indian Trail Fairview Rd, Indian Trail NC 28079, 01/2025, SECRETARY, SPORTS/FITNESS/GAMING, NIR, 8 HR/MO - 2 HR/MO TRADING. 8. BLUE WOLFE OUTDOOR PROVISIONS, 307 N Weaver St, Belgrade, MT 59714, United States, START DATE 10/2025, Owner, Retail Sales/Distribution, INVESTMENT RELATED, 40 HR/MO - 20 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Chadwick M Mangum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Belgrade, MT
Current
January 26, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Belgrade, MT
Past
January 26, 2018 - August 21, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Charlotte, NC
Past
October 23, 2014 - January 26, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
CORNELIUS, NC
Past
October 22, 2014 - January 26, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CORNELIUS, NC
Past
April 1, 2009 - October 22, 2014
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
CORNELIUS, NC
Past
March 27, 2009 - October 22, 2014
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CORNELIUS, NC
Past
January 3, 2008 - March 30, 2009
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
CORNELIUS, NC
Past
February 27, 2007 - December 31, 2007
W. H. COLSON SECURITIES, INC.
BD
CRD#: 117789
CORNELIUS, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/5/2022)
RR
Florida(12/6/2022)
RR
Missouri(2/27/2019)
RR
Montana(8/26/2025)
IAR
Montana(8/26/2025)
RR
Nevada(6/27/2024)
RR
New York(1/3/2020)
RR
North Carolina(1/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
