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GZ

Gene M. Zawrotny

AUGMENT CAPITAL
Austin, TX 78701
Some features on this profile are disabled
CRD#: 5281246
GZ

Professional summary

Gene Michael Zawrotny, who also goes by Geno Zawrotny, Gene Zawrotny, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in Austin, Texas.

Gene is registered as a RR (Registered Representative) and started their career in finance in 2007. Gene has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Geno Zawrotny | Gene Zawrotny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gene Michael Zawrotny's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2024 - Present

AUGMENT CAPITAL, LLC

Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701
BD
CRD#: 322519
Austin, TX
Past

August 17, 2012 - July 22, 2023

FORGE SECURITIES LLC

BD
CRD#: 134596
SAN FRANCISCO, CA
Past

March 25, 2011 - October 24, 2011

CHIMERA SECURITIES, LLC

BD
CRD#: 147566
NEW YORK, NY
Past

November 11, 2009 - April 5, 2010

FEDERATED SECURITIES CORP.

RIA
CRD#: 5009
BOSTON, MA
Past

July 29, 2008 - April 5, 2010

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
BOSTON, MA
Past

March 1, 2007 - April 5, 2010

FEDERATED INVESTMENT COUNSELING

RIA
CRD#: 105325
PITTSBURGH, PA
Past

February 27, 2007 - April 5, 2010

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA
CRD#: 109355
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/18/2025)
RR
Alaska
(9/18/2025)
RR
Arizona
(9/18/2025)
RR
Arkansas
(9/18/2025)
RR
California
(8/13/2024)
RR
Colorado
(9/18/2025)
RR
Connecticut
(9/18/2025)
RR
Delaware
(1/13/2025)
RR
District of Columbia
(9/18/2025)
RR
Florida
(9/17/2025)
RR
Georgia
(9/18/2025)
RR
Hawaii
(9/18/2025)
RR
Idaho
(9/18/2025)
RR
Illinois
(10/2/2025)
RR
Indiana
(6/13/2025)
RR
Iowa
(9/18/2025)
RR
Kansas
(9/18/2025)
RR
Kentucky
(9/18/2025)
RR
Louisiana
(9/18/2025)
RR
Maine
(9/18/2025)
RR
Maryland
(9/18/2025)
RR
Massachusetts
(9/18/2025)
RR
Michigan
(9/18/2025)
RR
Minnesota
(9/18/2025)
RR
Mississippi
(9/18/2025)
RR
Missouri
(9/18/2025)
RR
Montana
(9/18/2025)
RR
Nebraska
(9/18/2025)
RR
Nevada
(9/18/2025)
RR
New Hampshire
(9/18/2025)
RR
New Jersey
(1/13/2025)
RR
New Mexico
(9/18/2025)
RR
New York
(9/4/2024)
RR
North Carolina
(9/18/2025)
RR
North Dakota
(9/18/2025)
RR
Ohio
(9/19/2025)
RR
Oklahoma
(9/18/2025)
RR
Oregon
(9/18/2025)
RR
Pennsylvania
(9/18/2025)
RR
Puerto Rico
(9/18/2025)
RR
Rhode Island
(9/18/2025)
RR
South Carolina
(9/4/2024)
RR
South Dakota
(9/18/2025)
RR
Tennessee
(5/30/2025)
RR
Texas
(1/13/2025)
RR
Utah
(9/18/2025)
RR
Vermont
(9/18/2025)
RR
Virginia
(9/18/2025)
RR
Washington
(9/18/2025)
RR
West Virginia
(9/18/2025)
RR
Wisconsin
(9/18/2025)
RR
Wyoming
(9/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/26/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUGMENT CAPITAL, LLC

CRD#: 322519Austin, TX 78701

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