AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
IN

Ivan K. Nikkhoo

PGP CAPITAL ADVISORS
Los Angeles, CA 90017
Some features on this profile are disabled
CRD#: 5281058
IN

Professional summary

Ivan K Nikkhoo, who also goes by IVan K. Nikkhoo, is a registered financial professional currently at PGP CAPITAL ADVISORS, LLC located in Los Angeles, California.

Ivan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ivan has worked at 7 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ivan K. Nikkhoo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ivan K Nikkhoo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2017 - Present

PGP CAPITAL ADVISORS, LLC

Office #1: 865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017
BD
CRD#: 128797
Los Angeles, CA
Past

August 17, 2016 - May 18, 2017

SGMA CAPITAL MARKETS LIMITED

BD
CRD#: 135327
SANTA MONICA, CA
Past

April 26, 2010 - February 29, 2016

CHINA ECAPITAL PARTNERS, LLC

BD
CRD#: 150251
SANTA MONICA, CA
Past

November 16, 2009 - April 5, 2010

LYNX CAPITAL, LLC

BD
CRD#: 137178
MORAGA, CA
Past

July 1, 2009 - October 20, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
LOS ANGELES, CA
Past

August 22, 2008 - July 1, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
LOS ANGELES, CA
Past

April 17, 2007 - December 14, 2008

N3 CAPITAL MANAGEMENT, LLC

RIA
CRD#: 143099
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/6/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 8/25/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/23/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/18/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PGP CAPITAL ADVISORS, LLC
PACIFIC GEMINI PARTNERS, LLC | PGP CAPITAL ADVISORS, LLC

CRD#: 128797 / SEC#: , 8-66180

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017
Mailing Address
865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017
Phone number
(310) 268-0885
Established
Delaware since 07/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PGP HOLDINGS, LLCPARENT
COLLINS, ELIZABETH SARAHFINOP4714831
KIM, STEWART MICHAELCHIEF COMPLIANCE OFFICER1715034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PGP CAPITAL ADVISORS, LLC

CRD#: 128797Los Angeles, CA 90017

TRUST BUT VERIFY

Monitor Ivan Nikkhoo

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.